Robo Advisors and the RIA Environment

This course delves into the environment for Registered Investment Advisors and the rise of Robo Advisors. Participants will walk away understanding how Robo Advisors work and how the RIA environment is changing as a result of trends like the disintermediation of many investment companies today. The course will also delve into how the regulatory and competitive situation has evolved for RIAs in the market. The course entails a significant amount of case work.

Course Objectives

By the end of the course, the participants will be able to:

• Discuss the market situation that has led to the rise of Robo Advisors
• Assess the risks and benefits of Robo Advisors for investors
• Explain how the broader RIA industry has evolved over the last decade
• Describe trends in the RIA industry which may impact the future of the space

Suggested Prerequisites:

• Exchange Traded Funds
• Wealth Management

Program Level: Foundational

Advance Preparation: None

Computers and Financial Calculators: N/A

Recommended CPE Credits: 7