Mitigating potential risks associated with Hedge Fund regulatory compliance is a daily challenge. The Hedge Fund Course equips participants in understanding what is needed to create and implement a robust, comprehensive plus transparent compliance program.
Course Objectives
By the end of the course, participants will be able to:
- Identify the features and characteristics regarding Hedge Funds
- Recognize the basic provisions as they apply to Hedge Funds
- Explain the interaction between the product provider, regulatory agencies and Investment Advisors
- Develop an understanding regarding the impact to business units (operations) in light of Hedge Fund risk and transparency
Suggested Prerequisites: None
Program Level: Foundational
Advance Preparation: None
Computers and Financial Calculators: N/A
Recommended CPE Credits: 7