This course will provide an overview of the Dodd-Frank Act regulatory framework.The recent financial crisis highlighted the need for significant reform in the way that financial institutions were regulated, both domestically and internationally.This course will review the current framework and the implementation status of various aspects of the DFA.
Course Objectives
By the end of the course, the participants will be able to:
- Identify the goals of the Dodd Frank Act (DFA)
- Evaluate key components of regulatory reforms and how they address key risk and capital management concepts
- Recognize the implications of the DFA for financial institutions
- Recognize the effects that the DFA will have on oversight and supervision of financial institutions
Suggested Prerequisites:None
Program Level:Foundational
Advance Preparation: None
Computers and Financial Calculators: N/A
Recommended CPE Credits: 7