Insurance Compliance

In today’s complex product market, Insurance Company personnel must be equipped to understand, observe and implement both legal and regulatory issues administered by state, federal as well as international self-regulatory and government agencies. The Insurance Compliance Course is the first step in addressing how to identify, recognize, and apply applicable policy and procedures to your business line.

Course Objectives

By the end of the course, participants will be able to:

• Identify the features and characteristics regarding industry products
• Recognize the interaction between the product provider and regulatory agencies
• Develop an understanding regarding the impact to business units (operations) in light of Compliance requirements

Suggested Prerequisites: None

Program Level:Foundational

Advance Preparation: None

Computers and Financial Calculators: N/A

Recommended CPE Credits: 7