Fails and Fails Management
$279.00/learner
What happens after the trade is made? From the inception of a customers’ order to the settlement of the trade, operations play a vital role. Operations covers a wide variety of areas and topics including: trade execution and capture, trade enrichment, trade validation, transaction reporting, trade settlement, settlement failure, safe custody/safekeeping, custodians, corporate actions and reconciliation.
- Date: TBD 2023
- Recommended CPE Credits: 2.4
- Duration: 2 Hours
- Time: 1:00-3:00 p.m. ET