Fails and Fails Management

$279.00/learner

What happens after the trade is made? From the inception of a customers’ order to the settlement of the trade, operations play a vital role. Operations covers a wide variety of areas and topics including: trade execution and capture, trade enrichment, trade validation, transaction reporting, trade settlement, settlement failure, safe custody/safekeeping, custodians, corporate actions and reconciliation.

  • Date: TBD 2023
  • Recommended CPE Credits: 2.4
  • Duration: 2 Hours
  • Time: 1:00-3:00 p.m. ET

 

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