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Portfolio Management
TBD
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Asset Allocation
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Convertible Bonds and Equity Linked Securities (ELS)
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Risk Management – A Foundational Approach
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Model Risk Management
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Operational Risk Management
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Capital Adequacy and Stress Testing
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Fails and Fails Management
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Lifecycle of a Trade – Foreign Exchange
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Lifecycle of a Trade – Commodities
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Broker/Dealer Compliance – Parts 1 and 2
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Hedge Fund Compliance – Parts 1 and 2
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Securitization
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Introduction to Fixed Income
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Introduction to Equity Markets
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Mutual Fund Compliance – Parts 1 and 2
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